Kevin oversees all aspects of Apogem Capital’s compliance program, including the firm’s ability to meet all regulatory requirements. Kevin is fully dedicated to Apogem Capital’s business but is employed by New York Life. Kevin joined New York Life Investment Management in 2023. He began his Legal career in 1996 and his career in the financial services industry in 2004.

Prior Experience:
Pantheon Ventures
Man Investments
Commonfund
Office of the District Attorney, New York City
New York State Supreme Court
Academic:
Providence College, BA
St. John’s University School of Law, JD
Affiliations:
FINRA Series 7, 63, and 24
Private Equity International and ACA Compliance Group Panelist
Kevin oversees all aspects of Apogem Capital’s compliance program, including the firm’s ability to meet all regulatory requirements. Kevin is fully dedicated to Apogem Capital’s business but is employed by New York Life. Kevin joined New York Life Investment Management in 2023. He began his Legal career in 1996 and his career in the financial services industry in 2004.
Prior Experience:
Pantheon Ventures
Man Investments
Commonfund
Office of the District Attorney, New York City
New York State Supreme Court
Academic:
Providence College, BA
St. John’s University School of Law, JD
Affiliations:
FINRA Series 7, 63, and 24
Private Equity International and ACA Compliance Group Panelist