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AUM is estimated and unaudited as of December 31, 2025 and includes non-discretionary and co-advised assets. All other data is the most recent available unless otherwise noted.

Committed amount represents capital committed to underlying investments by Apogem Capital and predecessor firms since 1991, including realized investments.

Securities managed by Apogem Capital LLC and distributed through NYLIFE Distributors LLC, 51 Madison Avenue, New York, NY 10010. NYLIFE Distributors LLC is an affiliate of New York Life Insurance Company and is a Member of FINRA & SIPC. For more information on Apogem Capital LLC and its registered persons, please see SEC Advisor Info, FINRA Brokercheck, and Apogem Capital’s Form CRS.

“New York Life Investment Management” is the brand name and service mark used to represent a group of affiliated investment advisers of New York Life Insurance Company, including New York Life Investment Management LLC, a registered investment adviser.

The financial strength of New York Life Insurance Company applies only to its insurance products and not to investment products which are subject to market risk and fluctuation in value. Individual independent rating agency commentary: A.M. Best A++ (as of 7/3/24), Fitch Ratings AAA (as of 10/4/24), Moody’s Aaa (as of 8/5/24), and Standard & Poor’s AA+ (as of 6/3/24).